UAE2021

CBUAE Technology Risk Management Guidelines

CBUAE TRM

The CBUAE Technology Risk Management (TRM) Guidelines set out requirements for managing technology and information security risks at licensed financial institutions in the UAE. They cover governance, change management, cloud computing, outsourcing, data security, cyber resilience, and business continuity — forming a key pillar of the UAE financial sector's operational risk framework.

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Key Requirements

Applies to

All CBUAE-licensed financial institutions including banks, payment service providers, finance companies, and other regulated entities operating in the UAE.

Issued by:CBUAEUAE overview

Related Documents (2)

guidance

Guidance on Risks Related to Virtual Assets and Virtual Asset Providers

This CBUAE guidance outlines the risks associated with virtual assets (VAs) and virtual asset service providers (VASPs) and provides instructions for Licensed Financial Institutions (LFIs) on mitigating money laundering and terrorist financing (ML/TF) risks. It details the process for LFIs to obtain CBUAE's non-objection for opening new accounts for VASPs and managing VA-related customer transactions.

Virtual AssetsVASPsAML/CFTRisk Management
guidance

Model Management Guidance — AI/ML Model Risk

This CBUAE guidance outlines principles for managing risks associated with AI/ML models used by financial institutions. It provides specific guidance on various model types, including rating, PD, LGD, macro, interest rate risk, and net present value models. The document emphasizes governance, data analysis, model construction, validation, and monitoring.

model risk managementAI governancefinancial modeling
AI-generated summaries only. This is not legal advice. Arabic originals are legally binding where applicable. · ← Glossary